Financial services compliance training:
where to start and what to know



Ensuring your financial services organisation is compliant with legislation and regulations is critical. It safeguards you from legal risk and protects your employees. 

That means compliance training is important! 

To deliver compliance training effectively, you need to identify the right approach, track performance with the right metrics and continuously improve where and how training is delivered. This guide, ‘Financial services compliance training in the legal industry: where to start and what to know’,  covers: 

• The impact that compliance training can have on your business 
• Considerations for delivering compliance training effectively 
• Recommended approaches for delivering compliance training 
• Tips for successful compliance training

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